Richard Timothy Estes

Current Employers

Employment History

• 01/2007 → 12/2017
  Triad Advisors, Inc.
  Norcross, GA
• 03/2008 → Present
  Estes Financial Services, Inc.
  Azle, TX
• 04/2015 → Present
  Efs Tax Strategies
  Azle, TX

Previous Registrations

• 2007-01-03 → 2008-03-17
  Triad Advisors Llc
  Azle, TX
  Fort Worth, TX
  Atlanta, GA
• 1996-04-01 → 2006-12-31
  Signal Securities, Inc.
  Azle, TX
  Azle, TX

Other Businesses

1)EFS TAX STRATEGIES;NOT INVESTMENT RELATED;2501 Parkview Drive, Suite 228, Forth Worth, TX 76102;TAX PLANNING STRATEGIES;OWNER;4/30/2015;10 HRS/MONTH;.5 HRS DURING TRADING;ASSESS CLIENTS TAX RETURN & PROVIDE STRATEGIES TO LOWER INCOME TAXES 2)JTE Properties LLC;545 Clew Ct,Azle,TX 76020;real estate ownership management;president;4/8/2016;1 hr/month;.15 hrs during trading;LLC will hold the title to the office building. It's for liability issues. 3)EFS Tax Strategies;not investment related;2501 Parkview Drive, Suite 228, Forth Worth, TX 76102;income tax & estate tax planning;author;0 hrs/month;0 hrs during trading;co-wrote book on strategies to lower income & estate taxes

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-24
• S63 Uniform Securities Agent State Law Examination
  1991-12-26

Other Names

• Tim Estes