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Bret William Wims

Thrivent Investment Management Inc.

Santa Clarita, CA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-24
CA RA APPROVED 2007-01-08
  • TX RA
    APPROVED_RES
    Since 2017-10-24
  • CA RA
    APPROVED
    Since 2007-01-08

Branch Locations

26639 Valley Center Dr, Santa Clarita, CA 91351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Santa Clarita CA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-04
S63 Uniform Securities Agent State Law Examination 1992-03-27
  • S66 Uniform Combined State Law Examination
    2007-01-04
  • S63 Uniform Securities Agent State Law Examination
    1992-03-27

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA CLARITA, CA
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J.P. MORGAN SECURITIES LLC · VALENCIA, CA
AVINCI WEALTH MANAGEMENT, INC. · VALENCIA, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VALENCIA, CA
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