Mary Catherine Szabat

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2024 → Present
  Mai Capital Management, Llc
  Leesburg, VA
• 05/2015 → 07/2018
  Canandaigua National Bank And Trust Company
  Rochester, NY
• 07/2018 → 12/2019
  Tompkins Financial Advisors
  Williamsville, NY
• 12/2019 → 03/2024
  Key Private Bank
  Buffalo, NY
• 04/2024 → 12/2024
  Bank Of Charles Town (Bct - The Community's Bank)
  Leesburg, VA

Other Businesses

Suddenly You..., not investment related. Co-owner of start up (in process of business documents). January 2024. Approximate 6-8 hours month, zero during trading/business hours (all weekend mtgs). Development of educational material pertaining to life events/changes. Target audience is those open to learning financial, health and happiness.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-07-16

Designations

• Certified Financial Planner

Other Names

• Mary Catherine Szabatmiller