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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-08-08 |
| TX | RA | APPROVED_RES | 2019-07-31 |
Branch Locations
6995 S Union Park Ctr Ste 300, Cottonwood Heights, UT 84047 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Springfield | MA | 10/2003 | 07/2019 |
| Mml Investors Services, Inc. | Salt Lake City | UT | 10/2003 | 07/2019 |
| Lpl Financial | Cottonwood Heights | UT | 07/2019 | Present |
1) 7/30/2019 - Business Entity For Tax/Investment Purposes Only - Investment Advisory Services - Not Investment Related - 6781 S Rossbern Salt Lake City UT 84121 2) 7/30/2019 - DBA for LPL Business (entity for LPL business) - Intermountain Financial Partners - Investment Related - Cottonwood Heights, UT 3) 7/30/2019 - Real Estate Rental - 3423 Big Piney Dr. Eden, UT 84310 - Investment Related 4) 7/30/2019 - Business Entity For Tax/Investment Purposes Only - KTFIVE, LLC - Not Investment Related - 3423 Big Piney Dr. Eden, UT 84310
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-09 |
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