Clark Leroy Permann

Current Employers

Employment History

• 05/1999 → 07/2020
  Lpl Financial Llc
  Yakima, WA
• 04/2000 → Present
  Financial Management Inc.
  Yakima, WA
• 07/2020 → Present
  Cwm, Llc Dba Carson Partners
  Omaha, NE
• 07/2020 → Present
  Cetera Advisor Networks
  El Segundo, CA

Previous Registrations

• 1999-08-19 → 2020-12-02
  Financial Management, Inc.
  Yakima, WA
• 1999-06-09 → 2016-09-08
  Lpl Financial Llc
  Yakima, WA
  Kennewick, WA
  Yakima, WA
  Kennewick, WA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2004; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE / SENIOR WEALTH ADVISOR; START DATE: 07/2020; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE / SENIOR WEALTH ADVISOR; 3. NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISORY FIRM; START DATE: 04/2000; POSITION/TITLE/RELATIONSHIP: PRINCIPLE / CEO / WELATH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING ADVISORY AND BROKERAGE SERVICES TO CLIENTS; 4. NAME OF OTHER BUSINESS: CTI WA, LLC; INVESTMENT RELATED: NO; ADDRESS: YAKIMA, WA 98908; NATURE OF BUSINESS: REAL ESTATE OWNERSHIP; START DATE: 12/2015; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWNER / MANAGE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-14
• S63 Uniform Securities Agent State Law Examination
  1991-10-04

Designations

Other Names

• Clark Permann