David Dominic Casalena

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1992 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rockford, IL
• 12/2009 → Present
  Bank Of America, N.A.
  Rockford, IL

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JENNIFER CASALENA IRA INVESTMENT RELATED: N ADDRESS OF BUSINESS: ROCKFORD, IL 61108 NATURE OF BUSINESS: OTHER POSITION, TITLE, ASSOCIATION: OTHER START DATE OF RELATIONSHIP: 11/18/2011 NUMBER OF HOURS DEVOTED: 2 ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE INVESTMENTS. I*1962280 Entity Type, Charitable Name of OBA: Rockford Hockey Club Address:Rockford,Illinois, Investment Related: no Position, Title, Association: Other Employee Start Date:09/09/2024 No Hours:12 weekly No Hours during trading:0 Duties:hockey coach

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-27
• S63 Uniform Securities Agent State Law Examination
  1991-10-04

Other Names

• Dave Casalena