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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-30 |
Branch Locations
2245 Texas Drive Building A-2, Suite 290, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 09/1991 | 05/2019 |
| Bank Of America, Na | Sugar Land | TX | 09/2009 | 05/2019 |
| Stifel, Nicolaus & Company, Incorporated(793) | Sugar Land | TX | 05/2019 | Present |
1. Texas Outdoor Specialties LLC; 503 FM 359 STE 130 #236 Richmond, Texas 77406;Provide Recreational Outdoor Activities For People Interested in Outdoor Activities;partner;outfitter;5/25/2004;48 hr/yr; not during securities trading hours; not investment related. 2. BMBBGK Properties LLC; 503 FM 359 STE 130 #236 Richmond, Texas 77406; Investment Real Estate Holding; Owner; 11/26/2019; 5 Hours Per Month; Not During Securities Trading Hours; Investment Related. 3. MARBAR Holdings LLC; 503 FM 359 STE 130 #236 Richmond, Texas 77406;Holding company for estate planning;Owner;12/19/19; 2 hr/mo; not during securities trading hours; investment related. 4. MARBAR Interests LLC; 503 FM 359 STE 130 #236 Richmond, Texas 77406; Holding Company for subsidiary LLC; General Partner; 04/05/2007; 0 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 5. Notary; 1019 Brazox, Austin , TX 78701; Texas Notary Public; 6/27/2022; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-14 |
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