Bart Alan Reese

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1991 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 09/2009 → 05/2019
  Bank Of America, Na
  Sugar Land, TX
• 05/2019 → Present
  Stifel, Nicolaus & Company, Incorporated(793)
  Sugar Land, TX

Previous Registrations

• 1991-11-19 → 2019-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sugar Land, TX
  Victoria, TX

Other Businesses

1. Texas Outdoor Specialties LLC; 503 FM 359 STE 130 #236 Richmond, Texas 77406;Provide Recreational Outdoor Activities For People Interested in Outdoor Activities;partner;outfitter;5/25/2004;48 hr/yr; not during securities trading hours; not investment related. 2. BMBBGK Properties LLC; 503 FM 359 STE 130 #236 Richmond, Texas 77406; Investment Real Estate Holding; Owner; 11/26/2019; 5 Hours Per Month; Not During Securities Trading Hours; Investment Related. 3. MARBAR Holdings LLC; 503 FM 359 STE 130 #236 Richmond, Texas 77406;Holding company for estate planning;Owner;12/19/19; 2 hr/mo; not during securities trading hours; investment related. 4. MARBAR Interests LLC; 503 FM 359 STE 130 #236 Richmond, Texas 77406; Holding Company for subsidiary LLC; General Partner; 04/05/2007; 0 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 5. Notary; 1019 Brazox, Austin , TX 78701; Texas Notary Public; 6/27/2022; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-11
• S63 Uniform Securities Agent State Law Examination
  1991-11-14

Designations

• Certified Financial Planner