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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-03-29
UT RA APPROVED 2019-12-09
TX RA APPROVED_RES 2019-12-04
  • NM RA
    APPROVED
    Since 2022-03-29
  • UT RA
    APPROVED
    Since 2019-12-09
  • TX RA
    APPROVED_RES
    Since 2019-12-04

Branch Locations

95 S. State Street, Suite 850, Salt Lake City, UT 84111 • United States

Salt Lake City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Salt Lake City UT 03/1998 12/2019
Lpl Financial Llc Salt Lake City UT 12/2019 Present
Stratos Wealth Partners, Ltd Salt Lake City UT 12/2019 Present
  • 03/1998 → 12/2019
    Lincoln Financial Advisors Corporation
    Salt Lake City, UT
  • 12/2019 → Present
    Lpl Financial Llc
    Salt Lake City, UT
  • 12/2019 → Present
    Salt Lake City, UT
Previous Registrations
  • 1998-07-08 → 2019-12-04
    Osaic Fa, Inc.
    Holladay, UT
    Salt Lake City, UT
    Holladay, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

1) 12/3/19- Weave Wealth- DBA for LPL Business (entity for LPL business)- Inv. Related- Inv. Related- - Salt Lake City, UT- 100% 2) 12/3/19 Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Inv. Related- - Salt Lake City, UT- 100% 3) 12/3/19- Non-Variable Insurance- Daniel Whittenburg/Agent- Inv. Related- Salt Lake City, UT- start date 3/1/1998- 10hrs/mth- 5% 4) 12/3/19- Clarity Capital LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Salt Lake City, UT- start date 1/1/2007- 4hrs/mth. 5) 12/03/2019 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 6) 12/11/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Weave Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/01/2019 - 100 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 7) 12/11/2019 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 03/30/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - IAR - Start Date: 01/30/2020 - 5 Hours Per Month/5 Hours During Securities Trading. 9) 04/08/2024 - Whittenburg Capital, LLC - Business Entity For Tax/Investment Purposes Only - Manager/ Member - Not investment Related - Home Based - Start Date 01/09/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-21
S63 Uniform Securities Agent State Law Examination 1991-10-31
  • S65 Uniform Investment Adviser Law Examination
    1998-03-21
  • S63 Uniform Securities Agent State Law Examination
    1991-10-31
Designations
Other Names
  • Dan Whittenburg

View on SEC IAPD

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