Michael James Patterson

Current Employers

Employment History

• 09/2014 → 10/2020
  Voya Financial
  Milwaukee, WI
• 09/2014 → 10/2020
  Voya Financial Advisors
  Milwaukee, WI
• 10/2020 → 01/2024
  Woodbury Financial Services Inc
  Greenfield, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Greenfield, WI

Previous Registrations

• 2020-10-28 → 2024-01-19
  Woodbury Financial Services, Inc.
  Greenfield, WI
• 2011-01-03 → 2020-11-02
  Voya Financial Advisors, Inc.
  Columbus, OH
  Windsor, CT
  Milwaukee, WI
  Windsor, CT
  Lisle, IL
  Holland, MI
  Columbus, OH
• 2002-11-07 → 2010-12-31
  Voya Financial Partners, Llc
  Lisle, IL
  Milwaukee, WI
  Milwaukee, WI

Other Businesses

1. ST. JOSEPH CATHOLIC CHURCH POSITION: Pastoral Council member NATURE: Corporation that I have no ownership in. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 12130 W. Center Street, Wauwatosa WI 53222, United States DESCRIPTION: Review possible activities at our church and provide guidance in such activities. This a purely advisory role. I have no financial authority for this organization. 2. PATTERSON PLANNING POSITION: Owner NATURE: S corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: 2820 Lilly Road, Brookfield WI 53005, United States DESCRIPTION: This is basically a pass through entity my tax professional set up for me. I just have to do the accounting for revenue inflows, expenses and dividend distributions. 3. TENACITY ADVISORY GROUP POSITION: Member NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2021 ADDRESS: 566 Redbird Circle, DePere WI 54115, United States DESCRIPTION: I associate with a larger producer group, to take advantage of economies of scale not available to me individually. 4. THE PATTERSON FAMILY TRUST (JAMES AND IRENE) POSITION: Successor Trustee NATURE: Family Trust most closely resembles a sole proprietorship. I am named as a successor Trustee should both the current trustees are decease or unable to act.I only have these responsibilities if both trustees are unable to perform their duties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2023 ADDRESS: W185N85530 Lawrence Avenue, Menomonee Falls WI 53051, United States DESCRIPTION: Executing the explicit instructions of an irrevocable trust. 5. MONEY WISE PLANNING GROUP POSITION: Insurance Representative NATURE: Fixed Annuity Sales outside of the OSAIC Broker Dealer. Commission Payments will be made directly to me from vendor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/26/2023 ADDRESS: Money Wise Planning Group, 7111 W Edgerton Ave, Suite 302, Greenfield WI 53220, United States DESCRIPTION: Sales and service of fixed rate annuity contracts. 6. DEMORE WEALTH MANAGEMENT POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 01/02/2026 ADDRESS: 13400 Bishops Lane, Suite 200, Brookfield WI 53005, United States DESCRIPTION: Meeting and Advising clients on financial matters. Executing transactions based on results of client meeting/discussions. Monitoring investments, monitoring regulatory compliance on a daily basis. 7.DEMORE WEALTH MANAGEMENT POSITION: Tax Preparation Associate NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 03/18/2026 ADDRESS: 13400 Bishops Lane, Suite 200, Brookfield WI 53005, United States DESCRIPTION: Assisting clients in preparing Federal and State tax returns.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1991-11-29