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Dean Michael Mansavage

Mml Investors Services, LLC

Rockford, IL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • IL RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

6785 Weaver Rd Suite 2A, Rockford, IL 61114 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. West Bend WI 08/1991 03/2017
Mml Investors Services, Llc Rockford IL 03/2017 Present
Massmutual Life Insurance Co Rockford IL 07/2016 Present
  • 08/1991 → 03/2017
    Metlife Securities Inc.
    West Bend, WI
  • 03/2017 → Present
    Mml Investors Services, Llc
    Rockford, IL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Rockford, IL
Previous Registrations
  • 2006-11-08 → 2017-03-25
    Msi Financial Services, Inc.
    Rockford, IL
    West Bend, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-23
S63 Uniform Securities Agent State Law Examination 1993-05-07
  • S66 Uniform Combined State Law Examination
    2006-10-23
  • S63 Uniform Securities Agent State Law Examination
    1993-05-07

View on SEC IAPD

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JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL

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