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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-02-04
  • PA RA
    APPROVED
    Since 2015-02-04

Branch Locations

419 Walnut St, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2007 Present
Northwestern Mutual Investment Services, Llc Sewickley PA 09/2007 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 03/2007 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2007 → Present
    Sewickley, PA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2) YH CAPITAL, LLC, INVESTMENT RELATED, 805 63RD ST, OCEAN WEST, MARATHON, FL 33050,RENTAL PROPERTY, 50% WONER, JULY 15, 2013, ONE-WEEK PER YEAR. 3) 50% OWNER, ISLAND CAPITAL DEVELOPMENT LLC, 1669 BLACKBURN HEIGHTS DR, SEWICKLEY, , PENNSYLVANIA, 15143, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/29/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEEING PURCHASE AND RENOVATION OF RESIDENTIAL REAL ESTATE 4) 29.5% OWNER, 419 CAPITAL LLC, INVESTMENT PROPERTY, START DATE: 5/28/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PURCHASING COMMERCIAL BUILDING TO USE AS OFFICE AND ALSO RENT TO ADDITIONAL BUSINESS TENANTS. 5. 50% OWNER, MARATHON ISLAND CAPITAL LLC , 1669 BLACKBURN HEIGHTS DR, SEWICKLEY, , PENNSYLVANIA, 15143, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/29/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE BUYING AND RENOVATION OF RESIDENTIAL PROPERTY, INVESTMENT RELATED 6. OWNER, JKB INSURANCE SERVICES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/23/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 7. 50% OWNER, YAMPA CAPITAL LLC, 1787 SUNLIGHT DR, STEAMBOAT SPRINGS, , COLORADO, 80487, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 08/17/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 50% OWNER, MEET WITH THE PROPERTY MGR 1 HOUR PER MONTH TO GO OVER REVENUE 8. 50% OWNER, 1787 SUNLIGHT DR., 1787 SUNLIGHT DR., STEAMBOAT SPRINGS, , COLORADO, 80487, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 04/21/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER, FIND A RENTER, ONE TIME, EVERY 2 YEARS 9. OWNER, WVUHOOVER, LLC, LEGAL ENTITY, START DATE: 10/03/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-28
S63 Uniform Securities Agent State Law Examination 2008-08-22
  • S65 Uniform Investment Adviser Law Examination
    2015-01-28
  • S63 Uniform Securities Agent State Law Examination
    2008-08-22
Other Names
  • Joe Hoover

View on SEC IAPD

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