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Lawrence Merrill Orsini

Hsbc Securities (Usa) Inc.

Buffalo, NY

Buffalo, NY

East Amherst, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-06
NJ RA APPROVED 2015-11-23
  • NY RA
    APPROVED
    Since 2022-04-06
  • NJ RA
    APPROVED
    Since 2015-11-23

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

East Amherst, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Depew NY 11/2015 Present
Hsbc Bank Usa, N.A. Depew NY 08/2016 Present
Previous Registrations
  • 2012-01-18 → 2014-11-28
    Lpl Financial Llc
    Buffalo, NY
  • 2007-09-25 → 2011-12-31
    Hsbc Securities (Usa) Inc.
    Buffalo, NY
    Cheektowaga, NY
    Eden, NY
    Buffalo, NY
    Buffalo, NY
    Depew, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Williamsville, NY
    East Aurora, NY
    Hamburg, NY
    Springville, NY
    Depew, NY
    Williamsville, NY
    Buffalo, NY
    Orchard Park, NY
    Hamburg, NY
    Attica, NY
    Angola, NY
    Orchard Park, NY
    Jamestown, NY
    Gowanda, NY
    Buffalo, NY
    Buffalo, NY
    Cheektowaga, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Williamsville, NY
    Jamestown, NY
    Williamsville, NY
    Falconer, NY
    Westfield, NY
    Dunkirk, NY
    West Seneca, NY
    Buffalo, NY
    Buffalo, NY
    Lackawanna, NY
    Lackawanna, NY
    Snyder, NY
    Buffalo, NY
    Jamestown, NY
  • 2005-06-24 → 2007-08-27
    Citigroup Global Markets Inc.
    Florham Park, NJ
    Florham Park, NJ
    Florham Park, NJ
  • 2004-10-20 → 2005-02-01
    Banc Of America Investment Services, Inc.
    Ridgewood, NJ
  • 2002-11-21 → 2004-10-20
    Quick & Reilly, Inc.
    Ridgewood, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1991-10-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1991-10-11
Other Names
  • Larry M Orsini

View on SEC IAPD

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