Dennis Fred Baker

Current Employers

Employment History

• 01/2002 → 06/2020
  Baker & Launder Financial Services Llc
  Verona, WI
• 03/1982 → Present
  Baker & Launder S.C.
  Verona, WI
• 12/2005 → 01/2024
  Woodbury Financial Services, Inc.
  Verona, WI
• 03/1999 → 02/2018
  Componex Corporation
  Verona, WI
• 07/2020 → 12/2020
  Baker Schultz Tax And Financial, Llc
  Verona, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Verona, WI

Previous Registrations

• 2005-12-16 → 2024-01-19
  Woodbury Financial Services, Inc.
  Verona, WI
  Menona, WI
  Verona, WI

Other Businesses

1. 351 PRAIRIE HEIGHTS DRIVE LLC, VERONA WI; COMMERCIAL REAL ESTATE OWNERSHIP; MEMBER; 06/12/1998; 1HR/MON; 1HR/MON; RENTAL MGMT 2. DNR TREES; NONINV REALTED; 1240 N GAFFNEY ROAD BELLEVILLE, WI 53508 NON INVESTMENT RELATED. 1995 # HOURS DEVOTED VARIES FROM 0 TO 20 HOURS/MONTH. NONE DURING TRADING HOURS. OWNERSHIP IS 100% SOLE PROPRIETOR. 3. OREGON ICE SOLAR, LLC POSITION: Member/Trustee NATURE: LLC is the ownership structure. 100% Ownership Interest of the LLC is Baker Living Trust dated November 23, 2011, Dennis Baker andRachel Baker, Trustees; INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2018; ADDRESS: 351 Prairie Heights Dr, Verona WI 53593, United States; DESCRIPTION: Oregon Ice Solar, LLC will install a solar DC system on the leased roof of the Oregon Ice Arena, located in Oregon, WI. The Ice Arena will purchase the Energy Savings Measures (ESMs) in the form of Renewable Energy Credits (RECs) from the LLC. Once the system is installed and running, my duties will be monthly meter readings and invoicing. The Oregon Ice Arena is a non-profit 501C (3) organization. This system will allow them to save significant utility costs without a major up-front financial commitment with the option of owning the system in a few years. 4. BAKER SCHULTZ TAX AND FINANCIAL LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 07/01/2020 ADDRESS: 351 Prairie Heights Dr, Verona WI 53593, United States DESCRIPTION: Tax Preparation and Planning and related services 5. TWMIG-MIE, LLC POSITION: Member NATURE: LLC Members include Dennis Baler, Rachel Baker, Tin Stadelman, Lori Stadelman. Tim and Lori Stadelman are no longer securities clientsEach member owns a 25% interest in the LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 1031 Colt Dr, Belleville WI 53508, United States DESCRIPTION: This is a non-investment related commercial real estate ownership and rentals. My duties will include management activities but not day-to-day activities. 6. DUNGUD LLC POSITION: Member NATURE: LLCMembers include Dennis Baker, Rachel Baker, Tin Stadelman, Lori Stadelman. Tim and Lori Stadelman are no longer securities clients. Each member owns a 25% interest in the LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 1031 Colt Dr, Belleville WI 53508, United States DESCRIPTION: This is a non-investment related commercial real estate ownership with rentals. My duties will include management activities but not day-to-day activities. 7. LATTICE CPA LLC POSITION: Employee NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2025 ADDRESS: 351 Prairie Heights Dr, Verona WI 53593, United States DESCRIPTION: Income Tax Preparation/accounting for Individuals and Businesses.

Exams

• S66 Uniform Combined State Law Examination
  2007-06-27
• S63 Uniform Securities Agent State Law Examination
  1991-10-22

Designations