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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-30 |
| WA | RA | APPROVED | 2025-06-30 |
Branch Locations
314 W Galer Street Ste 102, Seattle, WA 98119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Seattle | WA | 10/2010 | Present |
| Financial Advocates Investment Management | Seattle | WA | 05/2014 | Present |
1. 10/24/2016: J. Roeller Financial, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/18/2016 - 160 Hours Per Month During Securities Trading. 2. 11/11/2016: Latona Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 12/01/2016 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 9/23/2020 - Latona Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 10/01/2020 - 200 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-18 |
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