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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ems Financial Services, Llc | Williamsville | NY | 01/2011 | Present |
| Cadaret, Grant & Co., Inc. | Williamsville | NY | 01/2011 | Present |
| Securities America Inc. | Amherst | NY | 11/2016 | 06/2024 |
| Securities America Advisors | Amherst | NY | 11/2016 | 06/2024 |
| Osaic Wealth, Inc. | Amherst | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Amherst | NY | 06/2024 | Present |
1. L&M GROUP POSITION: sales NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/19/1993 ADDRESS: 3820 Sheridan Dr, Amherst NY 14226, United States DESCRIPTION: Selling Insurance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-11-12 |
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