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Erik Mills Fruland

Raymond James & Associates, Inc.

St. Petersburg, FL

CRD 2179942

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2003-02-13
  • FL RA
    APPROVED
    Since 2003-02-13

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 07/1999 Present
Other Businesses

1) THE FIRM HAS APPROVED THIS INDIVIDUAL TO BE INVOLVED AS AN OFFICER/DIRECTOR OF ONE OR MORE AFFILIATES AS NEEDED. THIS IS DONE CONCURRENTLY AND AS A PART OF NORMAL ROUTINE WITH THE BROKER/DEALER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-27
  • S63 Uniform Securities Agent State Law Examination
    1992-04-27

View on SEC IAPD

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