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616 East 63Rd Street Suite 201, Kansas City, MO 64110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-05-18 |
| KS | RA | APPROVED | 2021-05-05 |
| MT | RA | APPROVED | 2021-04-22 |
Branch Locations
616 East 63Rd Street Suite 201, Kansas City, MO 64110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/1999 | 01/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2020 | 12/2020 |
| Kc Capital Group, Llc | Lenexa | KS | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-07 |
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