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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-08-30 |
| TX | RA | APPROVED | 2012-07-20 |
| VA | RA | APPROVED | 2012-07-20 |
Branch Locations
1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States
Ashburn, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Vienna | VA | 07/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-13 |
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