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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
| OH | RA | APPROVED | 2018-01-29 |
Branch Locations
4357 Ferguson Dr Suite 180, Cincinnati, OH 45245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Cincinnati | OH | 06/2001 | Present |
| Self Employed | Wausau | WI | 07/2003 | Present |
| Transamerica Financial Advisors | Cincinnati | OH | 01/2012 | Present |
| Ingman Vending Llc | Wausau | WI | 06/2015 | 07/2022 |
| Netlaw Inc | Louisville | KY | 12/2019 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). SELF EMPLOYED - TAX PREPERATION WORK, WAUSAU, WI, NOT INVESTMENT RELATED, 20 HRS/MONTH Netlaw Inc.; investment related/No; 12910 Shelbyville Rd. Louisville, KY 40243; Referral activity; 12/2019; monthly hrs 2; hours during security trading 0; Referral through Financial Needs Analysis-estate planning focus on Step 6 with restrictions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-11 |
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