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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
OH RA APPROVED 2018-01-29
  • WI RA
    APPROVED
    Since 2025-01-01
  • OH RA
    APPROVED
    Since 2018-01-29

Branch Locations

4357 Ferguson Dr Suite 180, Cincinnati, OH 45245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Cincinnati OH 06/2001 Present
Self Employed Wausau WI 07/2003 Present
Transamerica Financial Advisors Cincinnati OH 01/2012 Present
Ingman Vending Llc Wausau WI 06/2015 07/2022
Netlaw Inc Louisville KY 12/2019 Present
  • 06/2001 → Present
    Wfgia
    Cincinnati, OH
  • 07/2003 → Present
    Self Employed
    Wausau, WI
  • 01/2012 → Present
    Transamerica Financial Advisors
    Cincinnati, OH
  • 06/2015 → 07/2022
    Ingman Vending Llc
    Wausau, WI
  • 12/2019 → Present
    Netlaw Inc
    Louisville, KY
Previous Registrations
  • 2006-07-17 → 2012-01-06
    Investment Advisors International, Inc.
    Wheaton, IL
    Wausau, WI
    Northbrook, IL
    Whitehouse, OH
    Wausau, WI
    Schofield, WI
  • 2005-02-02 → 2006-08-23
    Wausau, WI
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). SELF EMPLOYED - TAX PREPERATION WORK, WAUSAU, WI, NOT INVESTMENT RELATED, 20 HRS/MONTH Netlaw Inc.; investment related/No; 12910 Shelbyville Rd. Louisville, KY 40243; Referral activity; 12/2019; monthly hrs 2; hours during security trading 0; Referral through Financial Needs Analysis-estate planning focus on Step 6 with restrictions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-20
S63 Uniform Securities Agent State Law Examination 1997-11-11
  • S65 Uniform Investment Adviser Law Examination
    2004-12-20
  • S63 Uniform Securities Agent State Law Examination
    1997-11-11
Other Names
  • Dan Bashinski
  • Daniel R Bashinski

View on SEC IAPD

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