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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-10-02 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
527 W 2Nd St, Ottumwa, IA 52501-2310 • United States
Ottumwa, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Ottumwa | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Ottumwa | IA | 03/2020 | Present |
Real Estate Ownership; 280 acres of farm ground inherited from parents.; 29362 S. Avenue, , Waucoma, IA, 52171; Investment-Related; 04/28/2023. Independent Insurance Brokering; North American Company for Life and Health; 07/17/2020; / Principal Life; 07/09/2020; / Transamerica; 09/10/2020; Fixed Annuity. Board of Directors; Ottumwa YMCA; Treasurer; 611 N Hancock StOttumwa, IA 52501, ,; Not Investment-Related; 05/02/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-11 |
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