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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2007-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel, Fisher & Company Financial Services, Inc. | Ottumwa | IA | 04/1985 | Present |
1.TRAVELERS PROTECTIVE ASSOCIATION-N-211 BRYAN RD, OTTUMWA, IA 52501-NON-PROFIT SERVICE ORGANIZATION-TREASURER-01/01/2000-4 HRS-0 HRS-PAY BILLS, PROVIDE MONTHLY BANK STATEMENTS TO HEADQUARTERS IN ST. CHARLES, MO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-25 |
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