Aaron Paynter Ammerman

Current Employers

Employment History

• 07/2013 → 01/2020
  Ubs Financial Services Inc
  Lexington, KY
• 01/2020 → Present
  Alpha Financial Partners Llc
  Lexington, KY
• 03/2020 → 12/2022
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY

Previous Registrations

• 2004-01-08 → 2020-01-14
  Ubs Financial Services Inc.
  Lexington, KY
  Lexington, KY
  Lexington, KY

Other Businesses

1) 1. Alpha Financial Partners 2. Investment Related 3. 710 E. Main St., suite 110, Lexington, KY 40502 4. RIA 5. Cofounder, member 6. Started 1/3/2020 7. 50 hrs/month 8. 32.5 hours during trading 9. Cofounder and member of RIA 2) 1. Asbury University 2. Not investment related 3. 1 Macklem Drive, Wilmore, KY 4. Higher Education 5. Board of Trustees 6. 3/1/2015 7. 10 hours/month 8. 0 hrs during trading 9. Board of Trustee member 3) 1. Blue Grass Institute for Public Policy Solutions 2. Not investment related 3. PO Box 11706, Lexington, KY 40577 4. Public policy advocacy 5. Board Chairman 6. 1/1/2015 7. 10 hours/month 8. 0 hours during trading 9. Board chairman 4) 1. Henry Clay Memorial Foundation 2. No 3. 120 Sycamore Road, Lexington, KY 40502 4. Historic Preservation 5. Board of Trustee Member 6. 1/1/2017 7. 10 hours/month 8. 0 hours during trading 9. Board member providing guidance related to historic preservation

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-23
• S63 Uniform Securities Agent State Law Examination
  1995-11-20

Other Names

• Aaron Bynter Ammerman