Joseph Angelo Sarbello

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 11/2017
  National Planning Corporation
  Sea Girt, NJ
• 11/2017 → Present
  Lpl Financial Llc
  Sea Girt, NJ

Previous Registrations

• 2015-11-09 → 2017-12-06
  National Planning Corporation
  Sea Girt, NJ
  El Segundo, CA
• 2006-01-18 → 2015-11-10
  Cetera Advisors Llc
  Wall, NJ
  Iselin, NJ
• 2003-08-22 → 2006-01-11
  Citigroup Global Markets Inc.
  Sea Girt, NJ
  Sea Girt, NJ
• 2002-07-26 → 2003-09-15
  Advest, Inc.
  Eatontown, NJ

Other Businesses

1. 8/10/2018 - MidAtlantic Wealth Mgt., LTD - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2007 - 0 Hours Per Month - Entity for tax purposes only.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-07
• S63 Uniform Securities Agent State Law Examination
  1992-01-29

Other Names

• Joseph Angelo Sarbello