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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2017-11-29 |
| IL | RA | APPROVED | 2017-11-29 |
| MD | RA | APPROVED | 2017-11-29 |
| NJ | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Sea Girt | NJ | 11/2015 | 11/2017 |
| Lpl Financial Llc | Sea Girt | NJ | 11/2017 | Present |
1. 8/10/2018 - MidAtlantic Wealth Mgt., LTD - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2007 - 0 Hours Per Month - Entity for tax purposes only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-29 |
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