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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-16 |
Branch Locations
1000Shelard Parkway Suite 300, Minneapolis, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Roseville | MN | 01/1997 | Present |
| Focus Financial Network, Inc. | Minneapolis | MN | 01/1992 | Present |
1. FOCUS FINANCIAL NETWORK POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1996 ADDRESS: 600 Highway 169 S, Suite 1115, Minneapolis MN 55426, United States DESCRIPTION: Sales and service of fixed insurance products. 2. FOCUS FINANCIAL NETWORK POSITION: Investment Advisor Representative NATURE: Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/1996 ADDRESS: 600 Highway 169 S, Suite 1115, Minneapolis MN 55426, United States DESCRIPTION: Financial planning and investment management.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-10-01 |
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