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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-07-01 |
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newport Beach | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; COSTA MESA, CA; RENTAL PROPERTY; CO-OWNER; START 10/2010; 1 HR MONTH; 0 HRS DURING TRADING. TRUSTEE FOR MOTHER; INVESTMENT RELATED; COSTA MESA, CA; START 10/2010; 1 HR MONTH; 0 HRS DURING TRADING. DEL MAR LLC, INV RELATED, NEWPORT BEACH, CA, 16.34% OWNERSHIP, START 1/12/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, MANAGER FOR LLC HOLDING FAMILY TRUST AND RENTAL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-08 |
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