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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-01-30
  • CT RA
    APPROVED
    Since 2015-01-30

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Windsor Locks, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Windsor Locks CT 09/2014 Present
Stonex Advisors Inc. Windsor Locks CT 01/2015 Present
Stonex Financial Inc. Windsor Locks CT 05/2024 Present
Stonex Group Inc. Windsor Locks CT 05/2024 Present
R.J. O/Brien Securities Llc Stamford CT 09/2025 05/2026
The Benchmark Company Llc Windsor Locks CT 03/2026 Present
Stonex International Securities Inc. Windsor Locks CT 03/2026 Present
  • 09/2014 → Present
    Stonex Securities Inc.
    Windsor Locks, CT
  • 01/2015 → Present
    Windsor Locks, CT
  • 05/2024 → Present
    Stonex Financial Inc.
    Windsor Locks, CT
  • 05/2024 → Present
    Stonex Group Inc.
    Windsor Locks, CT
  • 09/2025 → 05/2026
    R.J. O/Brien Securities Llc
    Stamford, CT
  • 03/2026 → Present
    The Benchmark Company Llc
    Windsor Locks, CT
  • 03/2026 → Present
    Stonex International Securities Inc.
    Windsor Locks, CT
Previous Registrations
  • 2004-06-03 → 2015-01-30
    Wrp Investments, Inc.
    Lynchburg, VA
    Macungie, PA
    Garden City, NY
    Lacrosse, WI
    Cherokee Village, AR
    Raleigh, NC
    Woburn, MA
    Wallingford, CT
    Stroudsburg, PA
    Windsor Locks, CT
    East Lyme, CT
    Warrenton, VA
    Toms River, NJ
    Largo, FL
    Sun City Center, FL
    Plains, PA
    Fayetteville, NC
    Warwick, RI
    Farmington, NH
    Blooming Glen, PA
    Norwalk, CT
    Brighton, MA
    Ledyard, CT
    Northfield, NJ
    Brookfield, MA
    North Andover, MA
    Brookhaven, MS
    Eagle, ID
    Dewitt, MI
    Largo, FL
    Coltsneck, NJ
    West Orange, NJ
    Bloomfield, MI
    Minnetonka, MN
    Leland, NC
    Windsor, CT
    Fairfield, CT
    Chester, NJ
    Newark, DE
    Fort Lauderdale, FL
    Sinking Springs, PA
    Stratford, CT
    Cheshire, CT
    Southbury, CT
    Manchester, CT
    Schnecksville, PA
    Cheshire, CT
    Ogdensburg, NJ
    Assonet, MA
    Chesapeake, VA
    Nazareth, PA
    Wallingford, CT
    Newman, GA
    Newtown, CT
    Royal Palm Beach, FL
    Bridgewater, MA
    Middletown, CT
    Englewood Cliffs, NJ
    Falls Church, VA
    Wilmington, NC
    Willimantic, CT
    Lancaster, PA
    Red Bank, NJ
    Waterbury, CT
    North Andover, MA
    Southampton, NJ
    Hamburg, NY
    Mckinney, TX
    Thornwood, NY
    St Guttenberg, NJ
    Schnecksville, PA
    Wilmington, NC
    Bristol, CT
    Boca Raton, FL
    New York, NY
    Raleigh, NC
    Rocky Hill, CT
    New York, NY
    Cary, NC
    Hartford, CT
    Appleton, WI
    Hampton, VA
    Longmeadow, MA
    Chapel Hill, NC
    Chester, NJ
    Decatur, GA
    Windsor Locks, CT
    Eagle, ID
    New Windsor, NY
    Cary, NC
    Newnan, GA
    Clermont, FL
    Rockaway, NJ
    Clemmons, NC
    Carlisle, PA
    Healdsburg, CA
    Richmond, VA
    Waldoboro, ME
    Charlotte, NC
    East Longmeadow, MA
    Marion, CT
    Charlotte, NC
    Guliford, CT
    Waldorf, MD
    Orchard Park, NY
    Youngstown, OH
  • 2000-10-25 → 2004-05-28
    Main Street Management Company
    Wallingford, CT
Other Businesses

Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions; please refer to Item 12 (employment section of the U4) for information. Hours may vary as dictated by corporate needs. Employees are supervised by the local jurisdiction in addition to a designated supervisor of the broker dealer. Employees maybe compensated by both the broker dealer and the affiliate.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-06-03
S65 Uniform Investment Adviser Law Examination 2000-09-07
  • S63 Uniform Securities Agent State Law Examination
    2002-06-03
  • S65 Uniform Investment Adviser Law Examination
    2000-09-07
Other Names
  • Mark Eric Hugo

View on SEC IAPD

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