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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-01-30 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Windsor Locks, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc. | Windsor Locks | CT | 09/2014 | Present |
| Stonex Advisors Inc. | Windsor Locks | CT | 01/2015 | Present |
| Stonex Financial Inc. | Windsor Locks | CT | 05/2024 | Present |
| Stonex Group Inc. | Windsor Locks | CT | 05/2024 | Present |
| R.J. O/Brien Securities Llc | Stamford | CT | 09/2025 | 05/2026 |
| The Benchmark Company Llc | Windsor Locks | CT | 03/2026 | Present |
| Stonex International Securities Inc. | Windsor Locks | CT | 03/2026 | Present |
Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions; please refer to Item 12 (employment section of the U4) for information. Hours may vary as dictated by corporate needs. Employees are supervised by the local jurisdiction in addition to a designated supervisor of the broker dealer. Employees maybe compensated by both the broker dealer and the affiliate.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 2000-09-07 |
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