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Minglun Wu

Equitable Advisors, LLC

Arcadia, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-02-02
  • CA RA
    APPROVED
    Since 2000-02-02

Branch Locations

1108 S. Baldwin Ave. Suite 209, Arcadia, CA 91007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. Real Estate License - Maintenance only, not engaging in any activities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1996-10-04
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1996-10-04
Other Names
  • Ming Lun Wu
  • Tony Wu

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Arcadia, CA
CITIGROUP GLOBAL MARKETS INC. · Arcadia, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ARCADIA, CA
J.P. MORGAN SECURITIES LLC · ARCADIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · ARCADIA, CA
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