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Heather Segrest Bentley

Wells Fargo Clearing Services, LLC

Augusta, GA

CRD 2175503

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-09-13
GA RA APPROVED 2003-08-06
  • TX RA
    APPROVED_RES
    Since 2012-09-13
  • GA RA
    APPROVED
    Since 2003-08-06

Branch Locations

1 10Th St Ste 450 Augusta Riverfront Ctr, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Augusta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Augusta GA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-05
  • S66 Uniform Combined State Law Examination
    2003-08-05
Other Names
  • Heather Segrest Bentley
  • Heather Alexandra Segrest

View on SEC IAPD

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SYNOVUS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

LISA ROGERS BOONE
James Philip Helton
DAVID THOMAS CURLEY

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUGUSTA, GA
SYNOVUS SECURITIES, INC. · AUGUSTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Augusta, GA

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