Jeffrey Alan Phillips

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial
  Fairhope, AL
• 12/2012 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2008-06-27 → 2012-12-14
  Wells Fargo Clearing Services, Llc
  Mobile, AL
  Gulf Shores, AL
  Mobile, AL
• 2002-06-05 → 2008-07-07
  Morgan Keegan & Company, Llc
  Fairhope, AL

Other Businesses

1. 12/13/2012 - PHILLIPS & CO WEALTH MANAGEMENT/ DBA ONLY/ 90%/ FAIRHOPE, AL 2. 12/18/2012: PRIVATE ADVISOR GROUP, LLC / REGISTERED INVESTMENT ADVISOR / Investment Related - At Reported Business Location(s) - TIME SPENT 20% 3. 12/29/2025 - PHILLIPS & CO WEALTH MANAGEMENT - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s)- Start Date 12/18/2012 - 160 hours per month/ 130 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2001-05-22
• S63 Uniform Securities Agent State Law Examination
  1991-10-08

Other Names

• Jeffrey A Phillips