Eric Paul Fender

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 03/2020
  Ameriprise Financial Services, Inc.
  Wichita, KS
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Wichita, KS

Previous Registrations

• 2005-04-01 → 2006-11-08
  Cooper Malone Mcclain, Inc.
  Wichita, KS
  Wichita, KS

Other Businesses

Business Ownership; Eric Fender dba Fender Financial; ; A dba checking account for my financial planning practice expenses.; 7829 E Rockhill St, Ste 202Wichita, KS 67206, ,; Not Investment-Related; 10/12/2016; 1 to 9 hours per month; 0 during trading hours / Fender Management Services, LLC; Owner; Manage Ameriprise Business; 7829 E Rockhill St, Ste 202, Wichita, KS, 67206; Investment-Related; 12/30/2019; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-04-14
• S63 Uniform Securities Agent State Law Examination
  1991-09-24