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George Thomas Varones

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-08
  • TN RA
    APPROVED
    Since 2025-08-08

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Seattle WA 12/2014 03/2020
Ameriprise Financial Services, Llc Franklin TN 03/2020 07/2025
Wells Fargo Clearing Services, Llc Nashville TN 07/2025 Present
Previous Registrations
  • 2015-02-13 → 2025-08-08
    Ameriprise Financial Services, Llc
    Salt Lake City, UT
    Franklin, TN
    Arrington, TN
  • 2012-09-07 → 2015-01-02
    Fifth Third Securities, Inc.
    Orlando, FL
    Holiday, FL
    Tampa, FL
    Odessa, FL
    Tampa, FL
    Tampa, FL
    Wesley Chapel, FL
    Tampa, FL
    Lutz, FL
  • 2009-06-01 → 2012-03-15
    Morgan Stanley
    Washington, DC
    Chicago, IL
    Madison, WI
    Washington, DC
    Washington, DC
    Washington, DC
  • 2007-05-29 → 2009-06-01
    Citigroup Global Markets Inc.
    Chicago, IL
    Skokie, IL
    Winnetka, IL
    Chicago, IL
    Chicago, IL
    Northbrook, IL
    Vernon Hills, IL
    Evanston, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Niles, IL
    Chicago, IL
    Chicago, IL
    Lombard, IL
    Chicago, IL
    Park Ridge, IL
    Brookfield, IL
    Naperville, IL
    Chicago, IL
    Chicago, IL
    Naperville, IL
    River Forest, IL
    Highland Park, IL
    Darien, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Glenview, IL
    Chicago, IL
    New York, NY
  • 2002-12-03 → 2007-05-29
    Citicorp Investment Services
    Skokie, IL
    Winnetka, IL
    Chicago, IL
    Chicago, IL
    Northbrook, IL
    Vernon Hills, IL
    Evanston, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Niles, IL
    Chicago, IL
    Chicago, IL
    Lombard, IL
    Chicago, IL
    Park Ridge, IL
    Brookfield, IL
    Naperville, IL
    Chicago, IL
    Chicago, IL
    Napervill, IL
    Highland Park, IL
    Darien, IL
    Chicago, IL
    Chicago, IL
    Glenview, IL
    Chicago, IL
    Riverforest, IL
    Chicago, IL
  • 1998-02-06 → 2002-11-20
    Ameriprise Financial Services, Llc
    Shorewood, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-26
S63 Uniform Securities Agent State Law Examination 1991-10-05
  • S65 Uniform Investment Adviser Law Examination
    1998-01-26
  • S63 Uniform Securities Agent State Law Examination
    1991-10-05

View on SEC IAPD

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