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Tracey Alise Easterberg

Morgan Stanley

Wichita, KS

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-06
KS RA APPROVED 2012-09-14
  • TX RA
    APPROVED
    Since 2016-01-06
  • KS RA
    APPROVED
    Since 2012-09-14

Branch Locations

1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Wichita KS 09/2010 Present
  • 09/2010 → Present
    Morgan Stanley Smith Barney Llc
    Wichita, KS
Previous Registrations
  • 2005-07-20 → 2008-07-03
    Banc Of America Investment Services, Inc.
    Wichita, KS
    Andover, KS
    Wichita, KS
  • 2001-03-07 → 2005-01-06
    Charles Schwab & Co., Inc.
    Wichita, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-13
S63 Uniform Securities Agent State Law Examination 1991-12-03
  • S66 Uniform Combined State Law Examination
    2012-09-13
  • S63 Uniform Securities Agent State Law Examination
    1991-12-03
Other Names
  • Tracey Chumley
  • Tracey A Easterberg

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · WICHITA, KS
ACRYLIC FINANCIAL, INC. · Wichita, KS
LPL FINANCIAL LLC · WICHITA, KS
LPL FINANCIAL LLC · WICHITA, KS
EDWARD JONES · WICHITA, KS
EDWARD JONES · WICHITA, KS
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WICHITA WEALTH MANAGEMENT, LLC · WICHITA, KS

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