Brian Matthew Harris

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  La Crosse, WI

Previous Registrations

• 2006-03-08 → 2023-09-01
  Osaic Services, Inc.
  La Crosse, WI

Other Businesses

1) Harris Financial, LLC. POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/25/2008 ADDRESS: 330 24TH STREET N, LA CROSSE WI 54601 DESCRIPTION: Checkbook used to pay bills. 2) CO TRUSTEE OF MOM'S TRUST POSITION: Co Trustee NATURE: Co Trustee with my brother of mom's trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2022 ADDRESS: 330 24th Street North, La Crosse WI 54601, United States DESCRIPTION: Co Trustee with my brother of mom's trust 3) INSURANCE THROUGH HOME OFFICE POSITION: Financial Advisor NATURE: no structure....limited life insurance is run through home office INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1993 ADDRESS: 3626 East Ave. S., La Crosse WI 54601, United States DESCRIPTION: I might write one term insurance policy per year

Exams

• S66 Uniform Combined State Law Examination
  2006-07-26
• S63 Uniform Securities Agent State Law Examination
  1993-02-19