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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-09-01 |
| WI | RA | APPROVED | 2023-09-01 |
Branch Locations
3626 East Avenue South Suite 2C, La Crosse, WI 54601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | La Crosse | WI | 09/2023 | Present |
1) Harris Financial, LLC. POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/25/2008 ADDRESS: 330 24TH STREET N, LA CROSSE WI 54601 DESCRIPTION: Checkbook used to pay bills. 2) CO TRUSTEE OF MOM'S TRUST POSITION: Co Trustee NATURE: Co Trustee with my brother of mom's trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2022 ADDRESS: 330 24th Street North, La Crosse WI 54601, United States DESCRIPTION: Co Trustee with my brother of mom's trust 3) INSURANCE THROUGH HOME OFFICE POSITION: Financial Advisor NATURE: no structure....limited life insurance is run through home office INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1993 ADDRESS: 3626 East Ave. S., La Crosse WI 54601, United States DESCRIPTION: I might write one term insurance policy per year
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-19 |
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