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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-01 |
| PA | RA | APPROVED | 2010-12-03 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hermitage | PA | 12/2010 | Present |
1. 12/26/2013: REAL ESTATE RENTAL - ONE HOUSE, NOT RENTED BY CLIENTS. - INVESTMENT RELATED - 1% OF TIME SPENT - SUGAR GROVE, PA. 2. 2/5/2015: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - WRIGHT GARDNER LLC - START DATE=02/16/2015 - INVESTMENT RELATED - 1 HOUR PER MONTH/0 HOURS DURING TRADING - 1860 EAST STATE STREET, HERMITAGE, PA 16148. 3. 10/27/2015 - Odin Resources - INV REL - 2604 Shadow Drive, Sharpsville, PA 16148 - Business Entity For Tax/Investment Purposes Only - START 09/15/2015 - 5 HOURS PER MONTH, 0 DURING TRADING - Gas Leases. 4. 4/1/2020 - Invest Wright LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/10/2020 - 200 Hours Per Month During Securities Trading. 5. 10/31/2023 - David Wright - Inv Related - Sugar Grove, PA - Rental Property - Owner - Start Date: 10/05/2023 - 1 Hr/Mo; 0 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-15 |
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