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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
Branch Locations
1901 W Nolana Ave, Mcallen, TX 78504 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Brokerage Services, Inc. | Mcallen | TX | 08/1995 | Present |
| Frost National Bank | Mcallen | TX | 08/1995 | 04/2021 |
| Frost Investment Services | Mcallen | TX | 01/2017 | 04/2018 |
| Frost Investment Services | Mcallen | TX | 04/2021 | Present |
(1) Vannie E Cook Jr. Cancer Foundation, Inc.; Non-investment related; 101 W Expressway 83, McAllen, TX 78503; Philanthropy; Director of the Board and member of the Finance Committee; Started 5/2015; Approx. 1.5hrs/mo; Approx. 1.5hrs during securities trading hrs; Set overall policy and direction to the staff to fulfill the mission of providing cancer treatment to children in the Rio Grande Valley. On the Finance Committee, give guidance and input on investments, help craft the Investment Policy Statement and meet with the Investment Advisor, neither Frost or I handle any investments of the foundation. However, I do sit on the finance committee that reviews the Investment Policy and meets with the outside money manger (PNC Bank).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-23 |
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