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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-26 |
| IA | RA | APPROVED | 2020-07-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco Private Ledger) | Avoca | IA | 05/2000 | Present |
1. 10/20/2004: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 10/15/2009: The Hough Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 05/15/2023: Hough & Zaccone Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2010 - 100 Hours Per Month/ 0 Hours During Securities Trading 4. 08/05/2024 - Hough Capital Partners, LLC - Business Owner - Not Investment Related - At Reported Business Location(s) - Start Date 07/15/2024 - 8 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-19 |
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