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Thomas M Zaccone

LPl Financial LLC

Harlan, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-30
IA RA APPROVED 2024-12-23
  • TX RA
    APPROVED
    Since 2026-01-30
  • IA RA
    APPROVED
    Since 2024-12-23

Branch Locations

1013 7Th St, Harlan, IA 51537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Contractor Harlan IA 07/2005 09/2021
Harlan Golf & Country Club Harlan IA 09/2019 10/2023
Hough & Zaccone Investment Management, Llc Harlan IA 01/2024 06/2026
Lpl Financial Llc Harlan IA 09/2024 Present
Zaccone Investments Harlan IA 06/2026 Present
  • 07/2005 → 09/2021
    Self-Contractor
    Harlan, IA
  • 09/2019 → 10/2023
    Harlan Golf & Country Club
    Harlan, IA
  • 01/2024 → 06/2026
    Hough & Zaccone Investment Management, Llc
    Harlan, IA
  • 09/2024 → Present
    Harlan, IA
  • 06/2026 → Present
    Zaccone Investments
    Harlan, IA
Previous Registrations
Other Businesses

1- 09/2024 / TOM ZACCONE INVESTMENTS / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 2 hrs mth / Harlan, IA / Start date: 11/24/2018 2- 06/26/2026 - Zaccone Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/11/2026 - 180 hours per month/ 130 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-18
  • S66 Uniform Combined State Law Examination
    2024-12-18
Other Names
  • Thomas Martin Zaccone

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