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Current Employers
Union Capital Company

6083 E. Grant Rd., Tucson, AZ 85712 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-02-15
AZ RA APPROVED 2017-04-19
  • NM RA
    APPROVED
    Since 2019-02-15
  • AZ RA
    APPROVED
    Since 2017-04-19

Branch Locations

6083 E. Grant Road, Tucson, AZ 85712 • USA

6083 E. Grant Rd., Tucson, AZ 85712 • United States

Lake Placid, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prounlimited/Cigna Philadelphia PA 06/2016 05/2020
Total Benefit Communications Atlanta GA 06/2016 Present
Blue Bloodhound Hickory NC 07/2016 04/2017
Uber Technologies San Francisco CA 06/2016 05/2020
Lyft, Inc San Francisco CA 06/2016 05/2020
Total Transit, Inc. San Diego CA 06/2016 04/2017
Farmers Financial Solutions Tucson AZ 03/2017 04/2017
Farmers Insurance Tucson AZ 02/2017 04/2017
Union Capital Company Tucson AZ 04/2017 Present
Humana Lake Placid FL 05/2020 Present
Colonial Life Insurance Co. Lake Placid FL 03/2023 Present
Truck Movers Lake Placid FL 02/2023 Present
  • 06/2016 → 05/2020
    Prounlimited/Cigna
    Philadelphia, PA
  • 06/2016 → Present
    Total Benefit Communications
    Atlanta, GA
  • 07/2016 → 04/2017
    Blue Bloodhound
    Hickory, NC
  • 06/2016 → 05/2020
    Uber Technologies
    San Francisco, CA
  • 06/2016 → 05/2020
    Lyft, Inc
    San Francisco, CA
  • 06/2016 → 04/2017
    Total Transit, Inc.
    San Diego, CA
  • 03/2017 → 04/2017
    Farmers Financial Solutions
    Tucson, AZ
  • 02/2017 → 04/2017
    Farmers Insurance
    Tucson, AZ
  • 04/2017 → Present
    Tucson, AZ
  • 05/2020 → Present
    Humana
    Lake Placid, FL
  • 03/2023 → Present
    Colonial Life Insurance Co.
    Lake Placid, FL
  • 02/2023 → Present
    Truck Movers
    Lake Placid, FL
Previous Registrations
  • 2016-01-04 → 2016-06-03
    Pnc Managed Account Solutions, Inc.
    Tucson, AZ
Other Businesses

1. Humana - Sales. Medicare Insurance 15hrs per week during securities trading hours. Non-Investment related activity - 1099 received. 2. Money Benefit, PLLC - Insurance & Fixed Annuities. Own Business. 0 hrs per week. Investment related activity. 1099 received. Not during securities trading hours. 3. Final Expense Plus, PLLC - Insurance & Fixed Annuities. Own Business. 0 hrs per week. Investment related activity. 1099 received. Not during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
S65 Uniform Investment Adviser Law Examination 1996-11-18
S63 Uniform Securities Agent State Law Examination 1991-09-09
  • S66 Uniform Combined State Law Examination
    2015-12-22
  • S65 Uniform Investment Adviser Law Examination
    1996-11-18
  • S63 Uniform Securities Agent State Law Examination
    1991-09-09
Other Names
  • Ed Carpenter
  • Edward Thomas Carpenter
  • Edward T Carpenter
  • Edward Carpenter

View on SEC IAPD

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