Claiborne Barksdale Morton

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Raymond James Financial Services
  Destin, FL
• 03/2009 → Present
  Raymond James Financial Services Advisors Inc.
  Destin, FL

Previous Registrations

• 2009-12-03 → 2013-12-18
  Fiduciaryplanreview
  Destin, FL
  Miramar Beach, FL
• 2007-12-05 → 2009-01-16
  Nrp Advisors, Inc.
  Destin, FL
• 2004-02-25 → 2007-12-06
  Raymond James Financial Services, Inc.
  Destin, FL

Other Businesses

(1)Name of Business: Corporate Advisors Group Address: 495 Grand Blvd Ste 206, Miramar Beach, FL, 32550, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Corporate Advisors Group is currently solely a branch DBA in conjunction with approved RJ branding. (2)Name of Business: Direct 401k, LLC Address: 2536 Vineyard Lane, Miramar Beach, FL, 32550, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: Yes Start Date: 05/14/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: I am managing partner in Direct 401k, LLC, a fintech firm licensing technology supporting a scalable solution in the qualified plan marketplace. (3)Name of Business: Morton Address: 2536 Vineyard Lance, Miramar Beach, FL, 32550, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/20/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Grantor of the Michael J Morton Irrevocable Trust. RJ is corporate Trustee (4)Name of Business: Team SCM Advisors, Inc. Address: 495 Grand Boulevard, Miramar Beach, FL, 32550, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/01/2009 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: This entity has operated as the support entity for branch CXR. It also operates as a consulting and fintech firm.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-22
• S63 Uniform Securities Agent State Law Examination
  1991-10-07

Other Names

• Chip Morton