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Inactive

James Paul Siemonsma

Mariner

Omaha, NE

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
NE RA APPROVED 2017-10-16
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • NE RA
    APPROVED
    Since 2017-10-16

Branch Locations

13815 Fnb Parkway Suite 100, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Honkamp Krueger Financial Services Omaha NE 05/1999 09/2017
Proequities, Inc Omaha NE 06/2007 09/2017
Msec, Llc Omaha NE 09/2017 12/2023
Mariner Wealth Advisors Omaha NE 09/2017 Present
  • 05/1999 → 09/2017
    Honkamp Krueger Financial Services
    Omaha, NE
  • 06/2007 → 09/2017
    Proequities, Inc
    Omaha, NE
  • 09/2017 → 12/2023
    Msec, Llc
    Omaha, NE
  • 09/2017 → Present
    Mariner Wealth Advisors
    Omaha, NE
Previous Registrations
  • 2017-10-16 → 2018-03-31
    Mariner Wealth Advisors
    Omaha, NE
  • 2002-01-01 → 2017-10-13
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
Other Businesses

Interact Solutions; not investment related; Sioux Falls, SD; strategic advisor; start date 1/1/21; less than 1 hour per month, 0 during trading hours; occasional strategic advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-10-10
S66 Uniform Combined State Law Examination 1999-10-19
  • S63 Uniform Securities Agent State Law Examination
    2007-10-10
  • S66 Uniform Combined State Law Examination
    1999-10-19

View on SEC IAPD

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