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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
CA RA APPROVED 2013-11-25
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • CA RA
    APPROVED
    Since 2013-11-25

Branch Locations

60 South California St. Suite 301, Ventura, CA 93001 • United States

Thousand Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Ventura CA 11/2013 Present
Previous Registrations
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Ventura, CA
  • 2010-11-19 → 2013-11-04
    Crowell, Weedon & Co.
    Westlake Village, CA
    Ventura, CA
  • 1997-07-08 → 2010-11-26
    Oxnard, CA
    Oxnard, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-25
S63 Uniform Securities Agent State Law Examination 1991-09-18
  • S65 Uniform Investment Adviser Law Examination
    1995-05-25
  • S63 Uniform Securities Agent State Law Examination
    1991-09-18
Other Names
  • Howard E Kreutzinger

View on SEC IAPD

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