Brad Alan Berkowitz

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → Present
  Massachusetts Mutual Life Insurance Company
  Boca Raton, FL
• 03/2017 → Present
  Mml Investors Services, Llc
  Boca Raton, FL
• 08/2009 → Present
  Self Employed Football Agent
  Delray Beach, FL

Other Businesses

(1) NAME: BRAD BERKOWITZ INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: I REPRESENT SOME FOOTBALL PLAYERS FOR CFL CONTRACTS. I CAN ALSO DO SOME MARKETING DEALS FOR FOOTBALL PLAYERS. IN NO WAY DO I HANDLE THEIR INVESTMENTS. POSITION: AGENT START: 08/01/2009 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: BRAD BERKOWITZ INV REL: Y ADDR: 1000 CORPORATE DRIVE SUITE 700 FORT LAUDERDALE FL 33334 NATURE: NONMMLIA INSURANCE BROKERAGE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, TERM INSURANCE, DISABILITY, & ANNUITIES POSITION: SALES/AGENT START: 03/01/2019 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 4. (3) NAME: BRAD BERKOWITZ INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER- INCOME FROM A BOOK I WROTE POSITION: AUTHOR START: 1/29/2009 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: I WROTE A BOOK MANY YEARS AGO. I GET ROYALTY PAYMENTS WHEN IT SELLS COPIES BUT VERY RARELY AND IN SMALL AMOUNTS. (4) NAME: INLINE CONSULTING INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: HEALTH INSURANCE POSITION: AFFILIATE START DATE: 06/15/2024 NO. HR/MO: <1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: REFER PEO'S TO THIS COMPANY. IF ONE O THEIR COMPANIES USE INLINE CONSULTING, I GET A REFERRAL FEE. I ONLY KNOW A FEW PEO'S SO THIS WOULD TAKE ME ABOUT 10 MINUTES IN TOTAL.

Exams

• S66 Uniform Combined State Law Examination
  2017-07-13
• S65 Uniform Investment Adviser Law Examination
  1999-10-21
• S63 Uniform Securities Agent State Law Examination
  1992-03-16