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Katherine Yvonne Fowler

Brookstone Capital Management LLC

Wheaton, IL

Brentwood, TN

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-11-06
  • TN RA
    APPROVED
    Since 2020-11-06

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

7112 Crossroads Blvd, Suite 101, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Envision Wealth Planning Brentwood TN 09/2013 02/2019
United Income, Inc. Washington DC 01/2018 02/2019
Brookstone Capital Management Wheaton IL 11/2020 Present
Wealth Access Nashville TN 10/2019 06/2020
Unemployed Nashville TN 02/2019 10/2019
Unemployed Nashville TN 06/2020 09/2020
  • 09/2013 → 02/2019
    Envision Wealth Planning
    Brentwood, TN
  • 01/2018 → 02/2019
    United Income, Inc.
    Washington, DC
  • 11/2020 → Present
    Brookstone Capital Management
    Wheaton, IL
  • 10/2019 → 06/2020
    Wealth Access
    Nashville, TN
  • 02/2019 → 10/2019
    Unemployed
    Nashville, TN
  • 06/2020 → 09/2020
    Unemployed
    Nashville, TN
Previous Registrations
  • 2018-03-07 → 2019-03-01
    Capital One Investing, Inc.
    Brentwood, TN
  • 2013-09-26 → 2018-12-31
    Envision Wealth Planning
    Franklin, TN
  • 2009-05-12 → 2013-09-03
    Stifel, Nicolaus & Company, Incorporated
    Nashville, TN
  • 2005-01-26 → 2009-05-11
    U.S. Bancorp Investments, Inc.
    Bowling Green, KY
    Bowling Green, KY
  • 2002-07-25 → 2003-01-31
    Uvest Financial Services Group, Inc.
    Bowling Green, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-19
S63 Uniform Securities Agent State Law Examination 1991-11-07
  • S65 Uniform Investment Adviser Law Examination
    1997-05-19
  • S63 Uniform Securities Agent State Law Examination
    1991-11-07
Other Names
  • Kathy Fowler
  • Kate Fowler
  • Katherine Fowler

View on SEC IAPD

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NORMAN CHARLES GARNER
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Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL
EDWARD JONES · WHEATON, IL

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