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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-03
  • TX RA
    APPROVED
    Since 2018-07-03

Branch Locations

10001 Reunion Pl Ste 422, San Antonio, TX 78216-4127 • United States

Victoria, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Victoria TX 02/2016 02/2018
Investment Professionals, Inc. San Antonio TX 05/2018 09/2018
Ameriprise Financial Services, Inc Victoria TX 07/2018 03/2020
Ameriprise Financial Services, Llc San Antonio TX 03/2020 Present
  • 02/2016 → 02/2018
    Lpl Financial
    Victoria, TX
  • 05/2018 → 09/2018
    Investment Professionals, Inc.
    San Antonio, TX
  • 07/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Victoria, TX
  • 03/2020 → Present
    San Antonio, TX
Previous Registrations
  • 2018-05-04 → 2018-09-24
    Investment Professionals, Inc.
    Victoria, TX
    San Antonio, TX
    San Antonio, TX
  • 2016-02-05 → 2018-03-26
    Victoria, TX
    Victoria, TX
  • 2014-08-18 → 2016-02-11
    Osaic Fa, Inc.
    Victoria, TX
    Victoria, TX
    Houston, TX
  • 2002-12-06 → 2014-09-02
    Investment Professionals, Inc.
    Edna, TX
    Victoria, TX
    Yorktown, TX
    Corpus Christi, TX
    Corpus Christi, TX
    Aransas Pass, TX
    Rockport, TX
    Dayton, TX
    Houston, TX
    Houston, TX
    Victoria, TX
    Victoria, TX
    Cuero, TX
    Cuero, TX
    San Antonio, TX
  • 1997-09-23 → 2002-10-04
    Concourse Financial Group Securities, Inc.
    Victoria, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-23
S63 Uniform Securities Agent State Law Examination 1991-08-23
  • S65 Uniform Investment Adviser Law Examination
    2001-02-23
  • S63 Uniform Securities Agent State Law Examination
    1991-08-23
Other Names
  • Theresa Ann Bernhard
  • Teresa Ann Bernhard
  • Teresa Bernhard Keyser
  • Teresa Bernhard Keyser
  • Teresa Ann Keyser
  • Teresa Bernhard-Magaw
  • Teresa Ann Bernhard

View on SEC IAPD

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