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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-03 |
Branch Locations
10001 Reunion Pl Ste 422, San Antonio, TX 78216-4127 • United States
Victoria, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Victoria | TX | 02/2016 | 02/2018 |
| Investment Professionals, Inc. | San Antonio | TX | 05/2018 | 09/2018 |
| Ameriprise Financial Services, Inc | Victoria | TX | 07/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | San Antonio | TX | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-23 |
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