Charlene Fann Harvey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Williamsburg, VA

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HARVEY AUTO & TRANSMISSION REPAIR LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: GLOUCESTER POINT, VIRGINIA 23062 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 2/16/2015 NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY OWNED AUTO REPAIR SHOP. MY HUSBAND & I ARE THE "MEMBERS' OF THE LLC. HE IS THE MANAGING MEMBER. I WILL ASSIST WITH BOOKKEEPING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-07
• S63 Uniform Securities Agent State Law Examination
  1991-11-04

Other Names

• Charlene Fann Harbey
• Charlene Fann