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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-12-21 |
| VA | RA | APPROVED | 2011-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsburg | VA | 06/2010 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HARVEY AUTO & TRANSMISSION REPAIR LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: GLOUCESTER POINT, VIRGINIA 23062 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 2/16/2015 NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY OWNED AUTO REPAIR SHOP. MY HUSBAND & I ARE THE "MEMBERS' OF THE LLC. HE IS THE MANAGING MEMBER. I WILL ASSIST WITH BOOKKEEPING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-04 |
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