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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-10-05 |
| TX | RA | APPROVED_RES | 2009-10-05 |
Branch Locations
3030 Warrenville Rd Ste 420, Lisle, IL 60532-1000 • United States
Somonauk, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Naperville | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Downers Grove | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Lisle | IL | 03/2020 | Present |
Business Ownership; SCS Corp; practice mgmt; entity formed to manage lease, overhead, staff; 3030 Warrenville Rd Ste420, , Lisle, IL, 60532; Not Investment-Related; 03/11/2020; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-05 |
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