Stephen Peter Wetzel

Employer firm

Prometheus Capital Management Corp. CRD 121982

$398M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1994 → Present
  Prometheus Capital Management Corp.
  Yardley, PA
• 08/1991 → Present
  New York University
  New York, NY
• 09/2011 → Present
  The Investment Center Inc
  Yardley, PA

Previous Registrations

• 2004-03-15 → 2005-05-19
  Hornor, Townsend & Kent, Llc
  Yardley, PA
  Yardley, PA

Other Businesses

1. FIXED INSURANCE BROKERAGE. LIFE, LTC & LTD.SOLE PROPRIETOR. 1099 AS INSURANCE AGENT FOR GENERAL AGENCIES. INDEPENDANT INSURANCE AGENCY. DEVOTE 1 TO 20 % PER MONTH.INCOME IS FROM COMMISSIONS. ESTABLISHED 08/1991. 2. REAL ESTATE. OWNERSHIP OF TWO BUILDINGS CCM EQUITIES, LLC. LLC. COLLECT RENT, PAY BILLS AND FILE TAX RETURNS. DEVOTE 1 TO 20 % PER MONTH.FINANCIAL INTEREST $750,000. OWN 41 TO 60% OF STOCK.EARN 1 TO 20% ANNUAL INCOME. ESTABLISHED 12/1996. 3. REAL ESTATE OWNERSHIP OF TWO BUILDINGS-5667 YORK ROAD, LLC. I OWN 50% AND MY WIFE OWNS 50%. COLLECT RENT, PAY BILLS AND FILE TAX RETURNS. DEVOTE 1 TO 20% PER MONTH.FINANCIAL INTEREST $750,000. EARN 1 TO 20% OF ANNUAL INCOME. ESTABLISHED 12/1996. 4. REAL ESTATE OWNERSHIP OF ONE BUILDING - NMW EQUITIES, LLC. I OWN 51% AND MY WIFE OWNS 49%. COLLECT RENT, PAY BILLS AND FILE TAX RETURNS. DEVOTE 1 TO 20% PER MONTH. FINANCIAL INTEREST $500,000. EARN 1 TO 20% OF ANNUAL INCOME. 5. FULL ADJUNCT PROF OF FINANCIAL MANAGEMENT FOR NY UNIVERSITY, NYU. TEACH COURSES OF CFP PROGRAM. ALSO INTERVIEW & RECOMMEND FACULTY, OVERVIEW & RECOMMEND COURSE CURRICULUM. INTERFACE WITH CFP BOARD ON STANDARDS. DEVOTE 1 TO 20% PER MONTH. EARN SALARY, PENSION CONTRIBUTION, HEALTH INSURANCE. $20,000 TO $30,000 PER YER. ESTABLISHED 08/1991. 6. PROMETHEUS CAPITAL MANAGEMENT CORP.INVESTMENT ADVISOR.PRESIDENT OF RIA. INVESTMENT & PLANNING ADVICE. CLIENT FINANCIAL PLANNING , PREPARE AND REVIEW. DEVOTE 41 TO 60% PER MONTH.ESTABLISHED 04/1994. EARN SALARY AND OWNERS COMPENSATION. NEVER ANY COMMISSIONS OR FINDERS FEES. 7. BSW EQUITIES, LLC. OWNER OF A REAL ESTATE PROPERTY. MANAGING MEMBER. OWN LLC WITH MY WIFE, BROTHER AND SISTER IN LAW. THEY ARE NOT CLIENTS OF TIC. DEVOTE 1 TO 20%. LLC OWNS PROPERTY. 8. SPW EQUITIES LLC. REAL ESTATE PROPERTY- OWN REAL ESTATE AT 43 SOUHT MAIN STREET, YARDLEY PA 19067. OWNER - SET UP TO PURCHASE & OWN REAL ESTATE AT 43 SOUHT MAIN STREET, YARDLEY PA 19067. COLLECT RENTS/PAY EXPENSES. TIME DEVOTED 1-20%. ANNUAL INCOME 1-20%. FINANCIAL INTEREST/OWNERSHIP: $730K/41-60%. DATE ESTABLISHED 1-31-22. 9. 611 S BEACH AVENUE LLC - OWNS SUMMER HOUSE AT 611 S BEACH AVE, BEACH HAVEN NJ 08008. OWNED BY STEPHEN WETZEL AND HIS WIFE (CHRISTA) - MAINTAIN RECORDS, PAY BILLS ON PROPERTY. COLLECT ANY RENTS IF WE END UP RENTING OUT SOME WEEKS IN SUMMER. TIME DEVOTED 1-20%. ANNUAL INCOME 1-20%. DATE ESTABLISHED 10/16/2023 (TENTATIVE CLOSING DATE ON HOUSE).

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-22
• S63 Uniform Securities Agent State Law Examination
  1991-08-20

Designations

• Certified Financial Planner