Tricia Marie Seitelbach-Green

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 09/2023
  Principal Securities Inc
  Omaha, NE
• 11/2010 → Present
  Vintage Financial Group
  Omaha, NE
• 09/2023 → Present
  Lpl Finacial Llc
  Omaha, NE

Previous Registrations

• 2022-06-09 → 2023-09-29
  Principal Securities, Inc.
  Omaha, NE

Other Businesses

1) 09/19/2023- NOTARY / Investment Related / Start date 02/01/2014 - 1 Hr per month. 2) 09/19/2023- TRICIA GREEN PHOTOGRAPHY / BUSINESS OWNER / Owner - Photographer / Not Investment Related / Start date 01/01/2013 - 1 Hr per month 3) 09/19/2023 - Vintage Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date: 11/01/2010 - Hrs/Mth - 100 Hrs During Trading 4) 10/17/2025 - Ash Brokerage - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:10/01/2025 - 5 Hrs/Mth - 4 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2022-05-23
• S63 Uniform Securities Agent State Law Examination
  2004-02-12

Other Names

• Tricia Marie Seitelbach
• Tricia Marie Seitebach
• Tricia Marie Genereux
• Tricia Marie Seitelbach Green
• Tricia M Genereaux
• Tricia M Seitelbach