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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-16 |
| MN | RA | APPROVED | 2014-06-02 |
Branch Locations
2440 Fairview Ave N, Roseville, MN 55113 • United States
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
30 E 7Th St Ste 1200, Saint Paul, MN 55101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | St. Paul | MN | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Paul | MN | 11/2016 | Present |
RED DOG STABLES LTD., NOT INV RELATED, BLAINE, MN, 100% OWNERSHIP, START 12/18/2007, 5 HOURS PER MONTH, ZERO DURING TRADING, OWNER/MANAGER FOR BREEDING AND RACING THOROUGHBREDS.; POWER OF ATTORNEY FOR SPOUSE, INV RELATED, ROSEVILLE, MN, START: 10/31/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR DAUGHTER, INV RELATED, ROSEVILLE, MN, START: 10/31/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR DAUGHTER, INV RELATED, ROSEVILLE, MN, START: 10/31/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-17 |
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