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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2007-08-03 |
Branch Locations
Seafoam Village 2800 Placida Rd Unit 103, Englewood, FL 34224 • United States
One Federal Street 19Th Floor, Boston, MA 02110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moors & Cabot, Inc. | Sarasota | FL | 03/1999 | Present |
1) OWNER OF LAZY PRODUCTS, LLC PARTNER SELLING WATER FLOATS FOR FUN. NON SECURITIES RELATED. 2) Owner/Manager of TQC Education, LLC. Selling online boating courses. Non securities related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-01 |
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